Understand the services of Investment Advice & Portfolio Management in 2024

A self-study course that dives deep into the provision of Investment Advice and Portfolio Management services by Cyprus Investment Firms (CIF). The course examines the different types of services, the roles of the responsible persons, and provides valuable insights into the areas of suitability assessment, investment policy, and portfolio management agreements.

The course is suited and recommended for the annual Continuous Professional Development (CPD) requirements of Investment Advisors and Portfolio Managers, as well as other professionals employed in CIF and other entities regulated by the Cyprus Securities and Exchange Commission (CySEC).
This self-study CPD course includes:
  • Online recordings
  • Self-study material
  • Test questions
  • Certification of 5 hours of CPD
Instructor

Nikolas Xenofontos

Managing Director, SALVUS Funds
Format

Self-study

Certification

5 hours of CPD

Price

120€

Price includes VAT

course contents

your instructor

Nikolas Xenofontos

Managing Director at SALVUS Funds

Nikolas is a leading expert on investment firms, investment funds, Payment and Electronic Money Institutions (EMI), and Crypto-Asset Service Providers (CASP). Passionate about processes optimization and regulatory compliance aligned to business goals, Nikolas has been a partner at SALVUS Funds since 2018.

  • Member of the Global Institute of Internal Auditors (IIA)
  • Member of the Cyprus Investment Funds Association (CIFA) and the Association’s FinTech Committee
  • Certified Person in the Public Register of the Cyprus Securities and Exchange Commission (CySEC)

what is the Understand the services of Investment Advice and Portfolio Management course and why self-study?

The Understand the Services of Investment Advice and Portfolio Management course has been developed by SALVUS Funds to equip professionals with the necessary knowledge relating to the MiFID regulatory requirements for providing the services of Investment Advice and Portfolio Management.


This self-study CPD course includes online recordings, self-study material, test questions, and certification of 5 hours of CPD. It is divided into 5 sequential sections, where each section prepares the learner for the next:


1. Understanding the Services of Investment Advice & Portfolio Management

2. Regulatory Obligations and Reporting Requirements

3. Practical Perspective of the Suitability Assessment & Questionnaire

4. Investment Policy and its contents

5. Provisions of a Portfolio Management Agreement


Self-studying for Understanding the Services of Investment Advice and Portfolio Management is geared for professionals who wish to study at their own time and pace and aim to establish a solid understanding of the provision of Investment Advice and Portfolio Management services under MiFID in addition to acquiring knowledge of the characteristics and requirements of suitability assessment and a comprehensive investment policy.


The completion of this course counts toward Continuous Professional Development (CPD) annual requirements.

Guaranteed Security using one of the most advanced encrypted systems on the market.
The information in this page is being processed and encrypted securely using industry-leading encryption and fraud prevention tools.

still sceptical?